Directive of the EAC Council of Ministers on Anti-Money Laundering in the Securities Market. To harmonize the standards on Anti-Money Laundering measures for Market Intermediaries in the securities markets of Partner States with a view to:
- preventing, detecting and controlling money laundering activities in the Securities market;
- protecting the integrity of the securities market against all forms of abuse, fraudulent and unfair practices;
- ensuring fair, efficient and transparent markets, and reducing systemic risks.
Overview
FIA was created in 2014 to support local, and international law enforcement by analyzing the information required under the AMLA (Amended 2013) one of the nation’s most important tools in the fight against money laundering. The AMLA recordkeeping and reporting requirements establish a financial trail for investigators to follow as they track criminals, their activities, and their assets. Over the years, FIA staff has developed its expertise in adding value to the information collected under the AMLA by uncovering leads and exposing unknown pieces of information contained in the complexities of money laundering schemes.
Dirty money can take many routes-some complex, some simple, but all increasingly inventive-the ultimate goal being to disguise its source. The money can move through banks, Forex Bureaus, money transmitters like Mobile Money, businesses, casinos, and even be sent overseas to become clean, laundered money. The tools of the money launderer can range from complicated financial transactions, carried out through webs of wire transfers and networks of shell companies, to old-fashioned currency smuggling.
FIA researches and analyzes this information and other critical forms of intelligence to support financial criminal investigations. Safeguarding the privacy of the data it collects is an overriding responsibility of the Authority and its employees-a responsibility that strongly imprints all of its data management functions, and indeed, all that the Authority does.
FIA provides a process designed to facilitate information sharing between agencies with shared investigative interests.
| ID | Title | Content | Image | Date | Categories | Link |
|---|---|---|---|---|---|---|
| 10506 | The Anti-Terrorism (Delisting of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice. December 2025 | The Anti-Terrorism (Delisting of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2026/02/11 | Directives | Download | |
| 8915 | The Anti-Terrorism (Addition of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice. | The Anti-Terrorism (Addition of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8913 | Directive to Financial Institutions and Designated Non-Financial Businesses and Professions on Freezing & Seizure of Assets of Designated Persons and Entities Issued Under Authority of The Anti-Terrorism Regulations, 2023 | Directive to Financial Institutions and Designated Non-Financial Businesses and Professions on Freezing & Seizure of … | 2025/10/11 | Directives | Download | |
| 8911 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice – United Nations Security Council Resolutions 1591 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8909 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8907 | Directive to all accountable persons on United Nations Security Council Resolutions – 2023 | Directive to all accountable persons on United Nations Security Council Resolutions – 2023 | 2025/10/11 | Directives | Download | |
| 8906 | EAC Directive on Anti-Money Laundering in the Securities Market | EAC Directive on Anti-Money Laundering in the Securities Market | 2025/10/11 | Directives |
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Have in place an Anti-Money Laundering (AML) Program
What is an AML Program?
This is a set of regulations and procedures that accountable persons (persons and reporting entities) follow to prevent and detect money laundering or terrorist financing activities.
What are the elements of a compliance program?
A compliance program has the following elements;
- A system of internal policies, procedures and controls of money laundering and terrorism financing
- A designated compliance function with a compliance officer
- Ongoing employee training program
- An independent audit function to test overall effectiveness.
What is an AML Policy?
The law requires that all accountable persons should have anti AML policy in place. The policy comprises of procedures, controls to detect and prevent money laundering risks. It elaborates the steps taken to meet the regulatory requirements for compliance (procedures
Examples of these procedures/ controls that should be designed to detect, prevent money laundering include how the institution will
- Identify high risk operations (products, services, delivery channel, customers and geographical locations). High risk products are determined by indicators such as the level of cash involved (the more the business is cash intensive the higher the risk) Secondly the clients who purchase such products whether they are from high risk countries can be determined by referring to the FATF (Financial Action Task Force) list. Thirdly the taking note of the geographical location of customers means referring to the FATF list of high-risk countries and the sanction list and take precautions during transactions or engagements with customers.
- Inform the senior management and the Board of known compliance deficiencies, suspicious transactions reports filled and corrective action taken.
- Assign clear accountability to people for performance of duties under the AML/CFT program
- Provide for continuity of program despite the change in management or employee composition (stating who will take on the responsibilities incase an employee is away)
- Provide for segregation of duties.
- Provide for periodic reviews as well as timely updates of the policy
- Comply with all record keeping requirements in the law (keep records for a period of 10 years and ensure that the records are up to date. This requires a regular review of the KYC documents, transaction records and correspondences to ensure that they are accurate and up to date.
- Implement risk based CDD policies and procedures(the enhanced measures should be adopted in case of high risks and simplified due diligence measures for low risks).Enhanced due diligence measures like obtaining the purpose and source of funds, ongoing monitoring, obtaining further information that may assist in establishing the identity of the person or entity, applying extra measures to verify any documents supplied and obtaining senior management approval for the new business relationship or transaction sought by the person or customer;
- Comply with training requirements (to ensure that the employees understand the procedures to be followed and their relevance to mitigating the risks in their departments.
- Suspicious transaction reporting, describing how to report and escalate suspicious transactions both internally and to FIA.
- Provide for Screening programs to ensure high standards when hiring employees, and disciplinary action for employees who consistently fail to performing accordance with the AML/CFT framework.
- Conduct AML Audits to assess the effectiveness of the AML/CFT program.
- Continuously review transaction monitoring rules and have in place an efficient and effective automated transaction monitoring system. There should be real time reporting of transactions.
How often should an AML policy be reviewed?
An AML Policy should be reviewed regularly
How should an AML policy look like?
It should have the controls to mitigate the identified risks and take into account the applicable laws and Regulations and the changes there in.
Who approves the AML policy and how often should it be updated?
It should and approved by the executive management and the Board.
Should an AML Policy be shared with the FIU?
In compliance with the law, all accountable persons should submit their AML policies to FIA whose function is to provide feedback and guidance on compliance
This is the role of the compliance officer who is also appointed as a money laundering control officer.
Who is in charge of drafting an AML Policy?
This is the role of the compliance officer who is also appointed as a money laundering control officer.
3. Customer Due Diligence (CDD) and Know Your Customer (KYC)
Undertake CDD and KYC measures simply means identifying and verifying your customer. A risk-based approach should be adopted, where for high risks enhanced due diligence measures are required. This calls for intense scrutiny of customers for example obtaining additional information on identity of customers and extra measures to identify and verify customers, obtain the purpose and source of funds and continuously monitor transactions. On the other hand, low risks demand the of simplified measures of due diligence that is reasonable measures.
4. Asses risks, conduct regular risk assessments (assess customers, products and geographical location of business) to identify high risks and adopt appropriate measures to mitigate the risks such as enhanced due diligence or on going monitoring of transactions for high risks.
5. Put in place adequate controls to mitigate the identified risks.
6. Adhere to the record keeping requirements (keep records for a period of 10 years (ensure that they are up to date and well kept)
7. Reporting requirements (Timely submission of the AML Policy, Risk assessment reports, AML compliance report, product risk assessment reports, Suspicious transaction reports and AML Audit reports)
8. Conduct regular AML trainings to ensure that the staff and the senior management are knowledgeable on matters of money laundering and terrorism financing as well as the developments in the law.
9. Conduct AML audits to assess the efficiency of the compliance program in place.
| ID | Title | Content | Image | Date | Categories | Link |
|---|---|---|---|---|---|---|
| 9296 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Dealers in Precious Metals & Stones | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Dealers in Precious … | 2025/10/13 | Guidance Notes, Publications, Published reports | Download | |
| 8934 | STR Guidance Note | STR Guidance Note | 2025/10/11 | Guidance Notes | Download | |
| 8932 | Guidance Notes on Suspicious Transaction Report for Accountable Person | Guidance Notes on Suspicious Transaction Report for Accountable Person | 2025/10/11 | Guidance Notes | Download | |
| 8930 | AML/CFT Customer Due Diligence Guidelines for DNFBPs | AML/CFT Customer Due Diligence Guidelines for DNFBPs | 2025/10/11 | Guidance Notes | Download | |
| 8928 | Updated Guidelines for High Risk Countries | Updated Guidelines for High Risk Countries | 2025/10/11 | Guidance Notes | Download | |
| 8927 | Guidance Notes for Legal Professionals | Guidance Notes for Legal Professionals | 2025/10/11 | Guidance Notes, Publications, Published reports | Download | |
| 8926 | Guidance notes for Real Estates/Agents sector | Guidance notes for Real Estates/Agents sector | 2025/10/11 | Guidance Notes, Publications, Published reports | Download | |
| 8924 | Guidance Note for Non-Government Organistions (Ngos) | Guidance Note for Non-Government Organistions (Ngos) | 2025/10/11 | Guidance Notes | Download | |
| 8922 | Guidance Notes on Anti-Money Laundering and Combating the Financing Of Terrorism | Guidance Notes on Anti-Money Laundering and Combating the Financing Of Terrorism | 2025/10/11 | Guidance Notes | Download |
| ID | Title | Content | Image | Date | Categories | Link |
|---|---|---|---|---|---|---|
| 11041 | Anti-Terrorism-(Amendment)-Regulations-2023-update | Anti-Terrorism-(Amendment)-Regulations-2023-update | 2026/02/14 | Press releases | Download | |
| 11039 | AMLA 2020- Amendment of the 2nd Schedule_0 | AMLA 2020- Amendment of the 2nd Schedule_0 | 2026/02/14 | Publications, Published reports | Download | |
| 11037 | Uganda vs Kyambadde Alex | Uganda vs Kyambadde Alex | 2026/02/14 | Court rulings | Download | |
| 11035 | Palmfox International (U) Ltd-V-DFCU Bank (U) Limited, Bank of Uganda & FIA | Palmfox International (U) Ltd-V-DFCU Bank (U) Limited, Bank of Uganda & FIA | 2026/02/14 | Court rulings | Download | |
| 11033 | Smart Protus Magara & 138 others vs FIA | Smart Protus Magara & 138 others vs FIA | 2026/02/14 | Court rulings | Download | |
| 11030 | Sundus Ruling Anti-Corruption Court | Sundus Ruling Anti-Corruption Court | 2026/02/14 | Court rulings | Download | |
| 11017 | TARGETED FINANCIAL SANCTIONS GUIDELINES FOR ACCOUNTABLE PERSONS APRIL 2023 | TARGETED FINANCIAL SANCTIONS GUIDELINES FOR ACCOUNTABLE PERSONS APRIL 2023 | 2026/02/14 | AML judgements, AML sanctions, Sanctions and penalties | Download | |
| 11016 | Specially Designated Nationals and Blocked Persons List (SDN) Human Readable Lists | Specially Designated Nationals and Blocked Persons List (SDN) Human Readable Lists | 2026/02/14 | AML judgements, AML sanctions, Sanctions and penalties | Download | |
| 11014 | Financial Action Task Force: Anti-Money Laundering Sanctions | Financial Action Task Force: Anti-Money Laundering Sanctions | 2026/02/14 | AML judgements, AML sanctions, Sanctions and penalties | Download | |
| 11009 | Uganda vs Kamya Valentino & Three Others | Uganda vs Kamya Valentino & Three Others | 2026/02/14 | AML judgements, Sanctions and penalties | Download | |
| 11005 | Uganda vs Yudaya Ntumwa Judgments | Uganda vs Yudaya Ntumwa Judgments | 2026/02/14 | AML judgements, Sanctions and penalties | Download | |
| 10889 | NOTICE TO ALL ACCOUNTABLE PERSONS – HIGH RISK JURISDICTIONS | Notice to All Accountable Persons – High Risk Jurisdictions: In Respect of Recommendation 19 of … | 2026/02/13 | Press releases | Download | |
| 10885 | Terrorism Financing Risk Assessment Report | Terrorism Financing Risk Assessment Report | 2026/02/13 | Press releases, Published reports | Download | |
| 10883 | National Risk Assessment (NRA) Report for Uganda | National Risk Assessment (NRA) Report for Uganda | 2026/02/13 | Press releases, Published reports | Download | |
| 10848 | CIRCULAR NO.5 ISSUED ON 11TH JULY 2023 TO ALL FINANCIAL INSTITUTIONS – HIGH RISK JURISDICTIONS | Further to our circular No. 4 issued on 6th March, 2023, we hereby issue Circular … | 2026/02/13 | Press releases | Download | |
| 10832 | Anti-Money Laundering (Amendment) Regulations, 2023 | Anti-Money Laundering (Amendment) Regulations, 2023 | 2026/02/13 | Acts and Regulations | Download | |
| 10833 | The Anti-Money Laundering (Amendment of Second Schedule) Instrument, 2020 (Under sections 1 and 139(2) of the Anti-Money Laundering Act, 2013) | The Anti-Money Laundering (Amendment of Second Schedule) Instrument, 2020 (Under sections 1 and 139(2) of … | 2026/02/13 | Acts and Regulations | Download | |
| 10831 | Anti-Money Laundering (Amendment) Regulations, 2023 | Anti-Money Laundering (Amendment) Regulations, 2023 | 2026/02/13 | Acts and Regulations | Download | |
| 10826 | The Anti-Money Laundering (Exchange of Information) Regulations 2018 | The Anti-Money Laundering (Exchange of Information) Regulations 2018 | 2026/02/13 | Acts and Regulations | Download | |
| 10825 | Anti-Terrorism Regulations, 2016- SI No.63 of 2016 | Anti-Terrorism Regulations, 2016- SI No.63 of 2016 | 2026/02/13 | Acts and Regulations | Download | |
| 10827 | The Anti Money Laundering Regulations 2015 | The Anti Money Laundering Regulations 2015 | 2026/02/13 | Acts and Regulations | Download | |
| 10823 | Anti-Terrorism Act, Cap 120 | Anti-Terrorism Act, Cap 120 | 2026/02/13 | Acts and Regulations | Download | |
| 10821 | The Anti-Corruption Act, Cap 116 | The Anti-Corruption Act, Cap 116 | 2026/02/13 | Acts and Regulations | Download | |
| 10819 | The Anti-Money Laundering (Amendment) Regulations, 2022 | The Anti-Money Laundering (Amendment) Regulations, 2022 | 2026/02/13 | Acts and Regulations | Download | |
| 10772 | Proliferation Financing directives To All Accountable Persons | The Anti – Terrorism (Declaration of Persons and Organizations Designated by The United Nations as … | 2026/02/12 | Press releases | Download | |
| 10781 | High Risk Jurisdictions | High Risk Jurisdictions | 2026/02/12 | Press releases | Download | |
| 10779 | High Risk Jurisdictions | High Risk Jurisdictions | 2026/02/12 | Press releases | Download | |
| 10777 | HIGH RISK JURISDICTIONS RECOMMENDATION 19 OF THE FINANCIAL ACTION TASK FORCE (FATF) STANDARDS | Circular No.7 issued on 24th February, 2024 to all accountable persons high risk jurisdictions recommendation … | 2026/02/12 | Press releases | Download | |
| 10775 | ANNUAL COMPLIANCE REPORT TO ASSESS LEVEL OF COMPLIANCE WITH THE ACT AND REGULATION | Circular to all Accountants. As you may be aware, Regulation 45 of the Anti-Money Laundering Regulations, … | 2026/02/12 | Press releases | Download | |
| 10773 | Directive To All Accountable Persons 11-01-2024 | The Anti – Terrorism (Declaration of Persons and Organizations Designated by the United Nation as … | 2026/02/12 | Press releases | Download | |
| 10770 | Terrorism Financing Directives To All Accountable Persons | The Anti-Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2026/02/12 | Press releases | Download | |
| 10768 | THE ANTI – TERRORISM (DECLARATION OF PERSONS AND ORGANISATIONS DESIGNATED BY THE UNITED NATIONS AS TERRORISTS, SUSPECTED TERRORISTS AND TERRORIST ORGANISATIONS UNDER UNITED NATIONS SECURITY COUNCIL RESOLUTION 1718) NOTICE, 2023. | THE ANTI – TERRORISM (DECLARATION OF PERSONS AND ORGANISATIONS DESIGNATED BY THE UNITED NATIONS AS … | 2026/02/12 | Press releases | Download | |
| 10766 | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF DESIGNATED PERSONS AND ENTITIES ISSUED UNDER AUTHORITY OF THE ANTI-TERRORISM REGULATIONS, 2023 | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF … | 2026/02/12 | Press releases | Download | |
| 10764 | High Risk Jurisdictions Circular – October 2023 | Recommendation 19 of the FATF standards Regulation 44 of the AML Regulations 2015 Further to … | 2026/02/12 | Press releases | Download | |
| 10762 | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF DESIGNATED PERSONS AND ENTITIES ISSUED UNDER AUTHORITY OF THE ANTI-TERRORISM REGULATIONS, 2023. | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF … | 2026/02/12 | Press releases | Download | |
| 10760 | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF DESIGNATED PERSONS AND ENTITIES ISSUED UNDER THE AUTHORITY OF ANTI-TERRORISM REGULATIONS , 2023 | DIRECTIVE TO ALL ACCOUNTABLE PERSONS AND THE PUBLIC ON FREEZING AND SEIZURE OF ASSETS OF … | 2026/02/12 | Press releases | Download | |
| 10759 | LAUNCH OF THE SECOND MONEY LAUNDERING (ML) AND TERRORISM FINANCING (TF) NATIONAL RISK ASSESSMENT REPORT, 2023 FOR UGANDA AND THE TERRORISM FINANCING RISK ASSESSMENT (TFRA) FOR THE NON-PROFIT ORGANISATIONS (NPOs) SECTOR IN UGANDA. | We are thrilled to share a momentous development in our ongoing commitment to financial integrity … | 2026/02/12 | Press releases | ||
| 10756 | NATIONAL RISK ASSESSMENT (NRA) 2023 AND TERRORISM FINANCING RISK ASSESSMENT FOR NON-PROFIT ORGANISATIONS (NPOs) 2023. | 1. National Risk Assessment (NRA) 2023 Uganda conducted its second National Risk Assessment (NRA) of … | 2026/02/12 | Press releases | Download | |
| 10754 | CIRCULAR NO.5 ISSUED ON 11TH JULY 2023 TO ALL FINANCIAL INSTITUTIONS – HIGH RISK JURISDICTIONS | Further to our circular No. 4 issued on 6th March, 2023, we hereby issue Circular … | 2026/02/12 | Press releases | Download | |
| 10752 | CIRCULAR TO ALL SUPERVISORY BODIES ON ELECTRONIC REGISTRATION WITH THE FINANCIAL INTELLIGENCE AUTHORITY | LEGAL BASIS Section 21(pb) of the Anti-Money Laundering Act, Cap 118 (as amended) provides for … | 2026/02/12 | Press releases | Download | |
| 10750 | SUPPLY OF ASSORTED FURNITURE UNDER FRAMEWORK CONTRACT | 1. Financial Intelligence Authority has allocated funds for the Supply of assorted furniture under framework contract 2. FIA … | 2026/02/12 | Press releases | Download | |
| 10749 | Issuance of Guidelines on Targeted Financial Sanctions for Accountable Persons | Issuance of Guidelines on Targeted Financial Sanctions 17th April 2022 The Financial Intelligence Authority (FIA) … | 2026/02/12 | Press releases | ||
| 10747 | NOTICE TO ALL ACCOUNTABLE PERSONS – HIGH RISK JURISDICTIONS | Notice to All Accountable Persons – High Risk Jurisdictions: In Respect of Recommendation 19 of … | 2026/02/12 | Press releases | Download | |
| 10745 | CIRCULAR NO.4 TO ALL FINANCIAL INSTITUTIONS – HIGH RISK JURISDICTIONS | Circular no.4 issued 6th March 2023 to All Financial Institutions -High Risk Jurisdictions. | 2026/02/12 | Press releases | Download | |
| 10743 | ANNUAL COMPLIANCE REPORTING TEMPLATE FOR THE DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS (DNFBPs) SECTOR. | ANNUAL COMPLIANCE REPORTING TEMPLATE FOR THE DESIGNATED NON-FINANCIAL BUSINESSES AND PROFESSIONS (DNFBPs) SECTOR. Pursuant to … | 2026/02/12 | Press releases | Download | |
| 10741 | EASTERN AND SOUTHERN AFRICA ANTI-MONEY LAUNDERING GROUP VACANCY | ESAAMLG/Advertisement 2/2022: Job Advertisement for Senior Financial Sector Expert c(1) | 2026/02/12 | Press releases | Download | |
| 10739 | CIRCULAR NO.001 TO ALL ACCOUNTABLE PERSONS ON ELECTRONIC REGISTRATION WITH THE FINANCIAL INTELLIGENCE AUTHORITY | Section 21(pb) of the ANti-Money Laundering Act, 2013 (as amended) provides for the registration of … | 2026/02/12 | Press releases | Download | |
| 10737 | CIRCULAR NO.3 HIGH RISK JURISDICTIONS | Circular No.3 Issued on 24th October 2022 to All Financial Institutions | 2026/02/12 | Press releases | Download | |
| 10735 | CIRCULAR No.2 OF 2022 DATED 17th JUNE, 2022 | RECOMMENDATION 19 OF THE FATF STANDARDS REGULATION 44 OF THE AML REGULATIONS, 2015. | 2026/02/12 | Press releases | Download | |
| 10733 | Abridged Bid Notice-Prequalification of Providers | Abridged Bid Notice under open Bidding Prequalification of Providers for Financial Years: 2022/23, 2023/24 and … | 2026/02/12 | Press releases | Download | |
| 10731 | The Anti-Money Laundering (Amendment) Regulations, 2022 | The Anti-Money Laundering (Amendment) Regulations, 2022 (Under section 141 of the Anti-Money Laundering Act, Cap … | 2026/02/12 | Press releases | Download | |
| 10729 | Recommendation 19 of the FATF Standards and Operationalization of Regulation 44 of the AML Regulations, 2015 | The Financial Action Task Force (FATF) an international body that identifies deficiencies in Jurisdictions and … | 2026/02/12 | Press releases | Download | |
| 10727 | Directive on Freezing and Seizure of Assets of Designated Persons and Entities | Directive on Freezing and Seizure of Assets of Designated Persons and Entities | 2026/02/12 | Press releases | Download | |
| 10725 | Recommendation 19 of the FATF Standards | Recommendation 19 of the FATF Standards | 2026/02/12 | Press releases | Download | |
| 10531 | Report for the ML/TF Risk Assessment on Tax Crimes and Proceeds 2024 | Report for the ML/TF Risk Assessment on Tax Crimes and Proceeds 2024 | 2026/02/11 | Publications, Published reports | Download | |
| 10529 | 14th Enhanced FUR Uganda and 6th Technical Compliance Re-Rating September 2024 | 14th Enhanced FUR Uganda and 6th Technical Compliance Re-Rating September 2024 | 2026/02/11 | Publications, Published reports | Download | |
| 10528 | Money Laundering and Terrorism Financing National Risk Assessment (NRA) Report for Uganda 2023 | Money Laundering and Terrorism Financing National Risk Assessment (NRA) Report for Uganda 2023 | 2026/02/11 | Publications, Published reports | ||
| 10526 | Terrorism Financing Risk Assessment for Non-Profit Organizations (NPOs) 2023 | Terrorism Financing Risk Assessment for Non-Profit Organizations (NPOs) 2023 | 2026/02/11 | Publications, Published reports | Download | |
| 10524 | Legal Persons & Arrangements – ML/TF Risk Assessment Report | Legal Persons & Arrangements – ML/TF Risk Assessment Report | 2026/02/11 | Publications, Published reports | Download | |
| 10522 | Presentation: AML/CFT Training for Payment Service Providers & Payment System Operators | Presentation: AML/CFT Training for Payment Service Providers & Payment System Operators | 2026/02/11 | Presentation Uploads, Publications, Published reports | Download | |
| 10520 | goAML Training Event-Impact Report | goAML Training Event-Impact Report | 2026/02/11 | GoAML Documents, Publications, Published reports | Download | |
| 10518 | Customs – FIU Cooperation Handbook (CFCH) | Customs – FIU Cooperation Handbook (CFCH) | 2026/02/11 | Publications, Published reports | Download | |
| 10516 | goAML Training Event Report | goAML Training Event Report | 2026/02/11 | GoAML Documents, Publications, Published reports | Download | |
| 10514 | Challenging Africa’s Human Trafficking Problem-The Role of Banks and Fintechs (ARMC Perspectives) | Challenging Africa’s Human Trafficking Problem-The Role of Banks and Fintechs (ARMC Perspectives) | 2026/02/11 | Publications, Published reports | Download | |
| 10510 | Money Laundering and Terrorism Financing National Risk Assessment Report – 2017 | 2026/02/11 | Publications, Published reports | Download | ||
| 10506 | The Anti-Terrorism (Delisting of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice. December 2025 | The Anti-Terrorism (Delisting of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2026/02/11 | Directives | Download | |
| 10498 | How the FAFT lists and de-lists countries | How the FAFT lists and de-lists countries | 2026/02/11 | Guidelines and Procedures | Download | |
| 10496 | Stages of Money Laundering | Stages of Money Laundering | 2026/02/11 | Guidelines and Procedures | Download | |
| 10494 | Risk Assessment Obligation Book Two | Risk Assessment Obligation Book Two | 2026/02/11 | Guidelines and Procedures | Download | |
| 10492 | Risk Assessment Obligation Book One | Risk Assessment Obligation Book One | 2026/02/11 | Guidelines and Procedures | Download | |
| 10490 | How to Register via GoAML | How to Register via GoAML | 2026/02/11 | GoAML Documents, Guidelines and Procedures | Download | |
| 10489 | Beneficial Ownership Information | Beneficial Ownership Information | 2026/02/11 | Useful Tips | ||
| 10488 | AML/CFT Policies, Controls & Procedures | AML/CFT Policies, Controls & Procedures | 2026/02/11 | Useful Tips | ||
| 10487 | Employee Screening and Training | Employee Screening and Training | 2026/02/11 | Useful Tips | ||
| 10486 | MLRO & Compliance Officer | MLRO & Compliance Officer | 2026/02/11 | Useful Tips | ||
| 10485 | Enhanced Due Diligence (EDD) | Enhanced Due Diligence (EDD) | 2026/02/11 | Useful Tips | ||
| 10484 | Targeted Financial Sanction Screening | Targeted Financial Sanction Screening | 2026/02/11 | Useful Tips | ||
| 10483 | Filing of STR on goAML | Filing of STR on goAML | 2026/02/11 | Useful Tips | ||
| 10482 | Transaction Monitoring | Transaction Monitoring | 2026/02/11 | Useful Tips | ||
| 10481 | Politically Exposed Person (PEP) | Politically Exposed Person (PEP) | 2026/02/11 | Useful Tips | ||
| 10480 | Customer Due Diligence (CDD) | Customer Due Diligence (CDD) | 2026/02/11 | Useful Tips | ||
| 10479 | Reporting of STRs | Reporting of STRs | 2026/02/11 | Useful Tips | ||
| 10477 | Sanctions Typically Imposed | Sanctions Typically Imposed | 2026/02/11 | Sanctions and penalties, Useful Tips | Download | |
| 10448 | Sanctions and penalties | FIA Sanctions and penalties article | 2026/02/11 | Sanctions and penalties | Download | |
| 10441 | goAML Web User Manual | goAML Web User Manual | 2026/02/11 | GoAML Documents | Download | |
| 10439 | goAML Schema Technical Documentation | goAML Schema Technical Documentation | 2026/02/11 | GoAML Documents | Download | |
| 10438 | goAML Registration Guidelines | goAML Registration Guidelines | 2026/02/11 | GoAML Documents | ||
| 10007 | List of Registered Accountable Persons | List of Registered Accountable Persons | 2025/11/13 | List of Registered Accountable Persons | Download | |
| 9703 | Virtual Assets Working Doc | Virtual Assets Working Doc | 2025/10/23 | Virtual Assets Working Doc | Download | |
| 9701 | FIA Data Protection Certificate of Registration, 2023 | As a way of demonstrating that our processing of personal data complies with Uganda’s Data … | 2025/10/23 | FIA Certificates | Download | |
| 9698 | FIA Data Protection Certificate of Registration, 2023 | As a way of demonstrating that our processing of personal data complies with Uganda’s Data … | 2025/10/23 | FIA Certificates | Download | |
| 9696 | FIA Data Protection Certificate of Registration, 2022 | As a way of demonstrating that our processing of personal data complies with Uganda’s Data … | 2025/10/23 | FIA Certificates | Download | |
| 9688 | FIA Strategic Plan | FIA Strategic Plan 2020/21 – 2024/25 | 2025/10/23 | Strategic plans | Download | |
| 9667 | BID NOTICE FOR PROVISION OF SUPPLY OF 2 MVs | BID NOTICE FOR PROVISION OF SUPPLY OF 2 MVs | 2025/10/23 | Bid Notices | Download | |
| 9660 | Detailed Advert – Prequalification for 2024-2025 | Detailed Advert – Prequalification for 2024-2025 | 2025/10/23 | Bid Notices | Download | |
| 9296 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Dealers in Precious Metals & Stones | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Dealers in Precious … | 2025/10/13 | Guidance Notes, Publications, Published reports | Download | |
| 9294 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for NGOs | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for NGOs | 2025/10/13 | Published reports | Download | |
| 9292 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Real Estate Sector | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Real Estate Sector | 2025/10/13 | Presentation Uploads | Download | |
| 9290 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Real Estate Sector | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Real Estate Sector | 2025/10/13 | Published reports | Download | |
| 9289 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Legal Professionals | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Legal Professionals | 2025/10/13 | Published reports | Download | |
| 9287 | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Legal Professionals | Guidance Notes on Anti-Money Laundering and Combating the Financing of Terrorism for Legal Professionals | 2025/10/13 | Published reports | Download | |
| 9285 | Using Financial Intelligence Against the Illegal Wildlife Trade in Uganda. RUSI Handbook – Uganda – March 2020 | Using Financial Intelligence Against the Illegal Wildlife Trade in Uganda. RUSI Handbook – Uganda – … | 2025/10/13 | Published reports | Download | |
| 9283 | Money Laundering and Terrorism Financing National Risk Assessment Report – 2017 | Money Laundering and Terrorism Financing National Risk Assessment Report – 2017 | 2025/10/13 | Published reports | Download | |
| 9281 | ESAAMLG-UGANDA Mutual Evaluation Report 2016 | ESAAMLG-UGANDA Mutual Evaluation Report 2016 | 2025/10/13 | Published reports | Download | |
| 9279 | National Strategy for Combating Money Laundering and the Financing of Terrorism and Proliferation FY 2020/21- FY 2024/25 | National Strategy for Combating Money Laundering and the Financing of Terrorism and Proliferation FY 2020/21- … | 2025/10/13 | Published reports | Download | |
| 9277 | ESAAMLG (2021), Anti-money laundering and counter-terrorist financing measures – Uganda, 7th Enhanced Follow-up Report & Technical Compliance Re-Rating | ESAAMLG (2021), Anti-money laundering and counter-terrorist financing measures – Uganda, 7th Enhanced Follow-up Report & … | 2025/10/13 | Published reports | Download | |
| 9275 | ESAAMLG Uganda 5th Enhanced Follow-up Report & Technical Compliance Re-Rating | ESAAMLG Uganda 5th Enhanced Follow-up Report & Technical Compliance Re-Rating | 2025/10/13 | Published reports | Download | |
| 9267 | FIA CLIENT CHARTER 2020/21 – 2024/25 | FIA CLIENT CHARTER 2020/21 – 2024/25 | 2025/10/13 | FIA Client Charter | Download | |
| 9254 | AML / CTF /CPF Training for MLCOs of Insurance Companies and Insurance Brokers | AML / CTF /CPF Training for MLCOs of Insurance Companies and Insurance Brokers | 2025/10/13 | Presentation Uploads | Download | |
| 9252 | AML/CFT/CPF Training for senior management & board of directors (Banks) | AML/CFT/CPF Training for senior management & board of directors (Banks) | 2025/10/13 | Presentation Uploads | Download | |
| 8999 | Board Presentation – Financial Institutions | Board Presentation – Financial Institutions | 2025/10/11 | Presentation Uploads | Download | |
| 8995 | Circular for AML/CFT/CPF Training Program for Board of Directors and Senior Management FY 2025/2026 | Circular for AML/CFT/CPF Training Program for Board of Directors and Senior Management FY 2025/2026 | 2025/10/11 | Workshops | Download | |
| 8945 | AML/CFT/CPF Training for Senior Management and Board of Directors | AML/CFT/CPF Training for Senior Management and Board of Directors | 2025/10/11 | Workshops | Download | |
| 8934 | STR Guidance Note | STR Guidance Note | 2025/10/11 | Guidance Notes | Download | |
| 8932 | Guidance Notes on Suspicious Transaction Report for Accountable Person | Guidance Notes on Suspicious Transaction Report for Accountable Person | 2025/10/11 | Guidance Notes | Download | |
| 8930 | AML/CFT Customer Due Diligence Guidelines for DNFBPs | AML/CFT Customer Due Diligence Guidelines for DNFBPs | 2025/10/11 | Guidance Notes | Download | |
| 8928 | Updated Guidelines for High Risk Countries | Updated Guidelines for High Risk Countries | 2025/10/11 | Guidance Notes | Download | |
| 8927 | Guidance Notes for Legal Professionals | Guidance Notes for Legal Professionals | 2025/10/11 | Guidance Notes, Publications, Published reports | Download | |
| 8926 | Guidance notes for Real Estates/Agents sector | Guidance notes for Real Estates/Agents sector | 2025/10/11 | Guidance Notes, Publications, Published reports | Download | |
| 8924 | Guidance Note for Non-Government Organistions (Ngos) | Guidance Note for Non-Government Organistions (Ngos) | 2025/10/11 | Guidance Notes | Download | |
| 8922 | Guidance Notes on Anti-Money Laundering and Combating the Financing Of Terrorism | Guidance Notes on Anti-Money Laundering and Combating the Financing Of Terrorism | 2025/10/11 | Guidance Notes | Download | |
| 8915 | The Anti-Terrorism (Addition of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice. | The Anti-Terrorism (Addition of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8913 | Directive to Financial Institutions and Designated Non-Financial Businesses and Professions on Freezing & Seizure of Assets of Designated Persons and Entities Issued Under Authority of The Anti-Terrorism Regulations, 2023 | Directive to Financial Institutions and Designated Non-Financial Businesses and Professions on Freezing & Seizure of … | 2025/10/11 | Directives | Download | |
| 8911 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice – United Nations Security Council Resolutions 1591 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8909 | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected Terrorists and Terrorist Organizations) Notice | The Anti–Terrorism (Declaration of Persons and Organizations Designated by the United Nations as Terrorists, Suspected … | 2025/10/11 | Directives | Download | |
| 8907 | Directive to all accountable persons on United Nations Security Council Resolutions – 2023 | Directive to all accountable persons on United Nations Security Council Resolutions – 2023 | 2025/10/11 | Directives | Download | |
| 8906 | EAC Directive on Anti-Money Laundering in the Securities Market | EAC Directive on Anti-Money Laundering in the Securities Market | 2025/10/11 | Directives | ||
| 8879 | Guidelines on The Timelines for Filing Suspicious Transactions Reports to the Financial Intelligence Authority | Guidelines on The Timelines for Filing Suspicious Transactions Reports to the Financial Intelligence Authority | 2025/10/11 | Suspicious Transactions Reports | Download | |
| 8877 | FIA Suspicious Transaction Report Form B | FIA Suspicious Transaction Report Form B | 2025/10/11 | Cross Border Declarations, Suspicious Transactions Reports | Download | |
| 8875 | Suspicious Transactions Guidelines on Indicators | Suspicious Transactions Guidelines on Indicators | 2025/10/11 | Suspicious Transactions Reports | Download | |
| 8867 | Completion of the Suspicious Transaction Report Form | Completion of the Suspicious Transaction Report Form | 2025/10/11 | Suspicious Transactions Reports | Download | |
| 8864 | FIA CTR Guidelines March 9, 2015 | FIA CTR Guidelines March 9, 2015 | 2025/10/11 | Large Cash Transactions | Download | |
| 8862 | Form A: CTR for Insurance Companies | Form A: CTR for Insurance Companies | 2025/10/11 | Large Cash Transactions | Download | |
| 8860 | Large Cash Transactions Report Template | Large Cash Transactions Report Template | 2025/10/11 | Large Cash Transactions | Download | |
| 8848 | Completion of the Cash and/ or Monetary Transaction Report Form | Completion of the Cash and/ or Monetary Transaction Report Form | 2025/10/10 | Large Cash Transactions | Download | |
| 8839 | International Wire Transfer Report goAML Web Form Submission Guide | International Wire Transfer Report goAML Web Form Submission Guide | 2025/10/10 | International Wire Transfer | Download | |
| 8837 | FIA Wire Transfer Reporting Guidelines 2021 | FIA Wire Transfer Reporting Guidelines 2021 | 2025/10/10 | International Wire Transfer | Download | |
| 8831 | FIA Suspicious Transaction Report Form B | FIA Suspicious Transaction Report Form B | 2025/10/10 | Cross Border Declarations | ||
| 8829 | Suspicious Transactions Guidelines on Indicators | Suspicious Transactions Guidelines on Indicators | 2025/10/10 | Cross Border Declarations | Download | |
| 8824 | Completion of the Suspicious Transaction Report Form | Completion of the Suspicious Transaction Report Form | 2025/10/10 | Cross Border Declarations | Download | |
| 8819 | Circular to All Accountants | Circular to All Accountants | 2025/10/10 | Annual Compliance Reports | Download | |
| 8817 | Annual Compliance Report Template – Accountants | Annual Compliance Report Template – Accountants | 2025/10/10 | Annual Compliance Reports | Download | |
| 8815 | Annual Compliance Report Template for DNFBPs | Annual Compliance Report Template for DNFBPs | 2025/10/10 | Annual Compliance Reports | Download | |
| 8804 | Annual Compliance Report Template | Annual Compliance Report Template | 2025/10/10 | Annual Compliance Reports | Download | |
| 8801 | Circular to All Accountable Persons | Circular to All Accountable Persons | 2025/10/10 | Annual Compliance Reports | Download | |
| 8170 | FIA Financial Year Report 2021/22 | 2025/09/04 | Financial Year Reports, Publications, Published reports | Download | ||
| 8169 | FIA Financial Year Report 2020/21 | 2025/09/04 | Financial Year Reports, Publications, Published reports | Download | ||
| 8168 | FIA Financial Year Report 2019/20 | 2025/09/04 | Financial Year Reports, Published reports | Download | ||
| 8161 | FIA Financial Year Report 2018/19 | 2025/09/04 | Financial Year Reports | Download |
